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Bruce Kelly

Senior Columnist, Independent Broker-Dealers and Wirehouses

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Bruce Kellyhttps://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20190817184304

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

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LPL follows the money

Aug 17, 2019

As its fee-based advisory business continues to grow, the country's biggest IBD wants to keep more of its RIA assets at home. It won't be easy.

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Bitter legal fracas brewing between top executives at Indiana broker-dealer

Aug 16, 2019

Former CEO of David A. Noyes, Mark Damer, was fired last month

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IFS Securities hit with $10 million trading loss: reports

Aug 15, 2019

Midsize broker-dealer facing 'substantial losses' from head bond trader's bet on Treasuries

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Cetera Financial Group adds 1,000 advisers, $19 billion in assets so far in 2019

Aug 14, 2019

The broker-dealer network is adding both new and experienced advisers

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The fight over who owns the client comes to RIAs

Aug 13, 2019

Mercer Global Advisors sues adviser who jumped to a competitor

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FSC Securities facing arbitration claim over REIT and VA sales

Aug 12, 2019

Investors allege that brokers used lump sum retirement payouts to buy high-commission products

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Focus Financial reports strong M&A numbers

Aug 8, 2019

The 30 deals it closed on so far this year already exceeds the total it had in 2018

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GPB adds class action lawsuit to list of woes

Aug 6, 2019

Private placement firm's latest hurdle stems from the lack of financial reporting

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Wells Fargo names Jim Hays new head of brokerage unit

Jul 31, 2019

He replaces David Kowach, who moves over to lead community banking division

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A crisis of confidence surrounds GPB Capital

Jul 30, 2019

The latest setback is a lawsuit from an auto dealer who sold a majority stake in his company to GPB and accuses the firm of 'a massive securities fraud.'

View all stories by Bruce »

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