A Portfolio Manager’s Resolution for Investors: Trailing-Stops

This whitepaper focuses on the decisions many women make that affect retirement security. Retirement security can be elusive for women, and many women may not focus on this key part of long-term security until they near retirement age. Advisors can help female clients understand how life decisions are interrelated and build plans that accommodate current circumstances and the long term.

Constructing a Bond Portfolio to Prosper in a Changing Environment

You can turn to New York Life Investments for information on the value of building a resilient portfolio. Download our new whitepaper, Build Resilient Portfolios to Counter Volatility, to learn about strategies for managing the most common types of volatility and why staying invested can help you achieve your long-term goals.NOT FOR RETAIL DISTRIBUTION. This communication has been prepared exclusively for institutional/wholesale/professional clients and investors only as defined by local laws and regulations.New York Life Investments is a service mark and name under which New York Life Investment Management LLC does business. New York Life Investment Management LLC engages the services of federally registered advisors. MacKay Shields LLC is an affiliate of New York Life under which New York Life Investment Management LLC does business. New York Life Investments, an indirect subsidiary of New York Life Insurance Company, New York, NY 10010, provides investment advisory products and services. The MainStay Funds® are managed by New York Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.

It’s not a matter of whether you invest in factors, you do. Find out if you are investing in the wrong ones.

This study shows that making small design changes to a retirement plan’s enrollment website can lead to greater personalized enrollment, match take up, average savings, and improved long-term financial security.

Looking back on 2018’s compliance practices and examination expectations.

Fidelity Investments’ consultative support can help you make the leap to independence. Get our eBook now.

You understand the value of personalized financial advice—strengthen your offering to help ensure clients and prospects always remember and appreciate what you bring to the table.

Long-term asset class return expectations and forecasts for the years ahead.

The business of providing financial advice is currently undergoing a transformational change, leading many to intensely focus on – and re-evaluate – the current versus future of state of fees. The focus of this paper is to highlight the developments that have shaped the relationship between services and pricing, while also providing a benchmark for assessing your firm’s current fee structure and schedule. In addition, the objective of this report will be to provide you with a framework for appropriately aligning value with service – as well as a resource that can assist in the strategic evaluation of your firm’s pricing and positioning.

Affluent and HNW investors represent an attractive opportunity, but they offer unique challenges as well. In this insightful whitepaper, Cerulli Associates examines research done on advisor practices that focus on the high-net-worth investor. Key implications for fees, financial planning opportunities, HNW services, and relationships with heirs are a few of the areas that are highlighted.