July 20, 2019

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Featured News

Andrew Sieg of Merrill Lynch on bank synergies and acting in clients' best interest

The company's president talks with InvestmentNews about what's next for the Thundering Herd.

Dearth of young advisers who can meet participant needs

The cliché that problems are just opportunities in disguise is rarely true. But sometimes they can be. And sometimes they can solve really big problems. For example, there are tens of millions of defined contribution participants in need of financial guidance and there's a dearth of young...

Do data-privacy rules make cross-selling more difficult?

Security concerns change dynamic of 401(k) information ownership.

Women still aren't part of the conversation. They must be

Women who relinquish all financial decision-making to spouses or others, do so at their own peril.

Scope of protecting participant account information not clear

By blocking access, sponsors may actually increase chance of harm.

Broker-dealers say they have a leg up on aggregators

Aggregator firms are infringing more on broker-dealers' turf, but brokerage executives don't seem rattled by the additional competition.


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