The Industry

InvestmentNews' 2019 class of 40 Under 40

Our 40 Under 40 project, now in its sixth year, highlights young talent in the financial advice industry. These individuals illustrate the tremendous potential of those coming up in the profession. These stories will surprise, entertain, educate and inspire.

Advisers on the move

  • Stephen Sosangelis

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Steve Clark, Rick Stubbs

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Dave Bry

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC

Spotlight on

    Podcast: I lost my job right before retirement! What now?

    Saving for retirement is hard enough, but what happens when your savings strategy is cut short after being abruptly fired or downsized?

    Top RIA Rankings

    Independent advice firms grapple with growth and with what comes next?

    Retirement Readiness

    Advisers need to cultivate new skills for helping clients get through retirement.

    Podcast: Will gray divorce ruin my retirement?

    What can you do when a long-time marriage ends in or near retirement?

    Upcoming event

    Nov 19

    Conference

    New York Women Adviser Summit

    The InvestmentNews Women Adviser Summit, a one-day workshop now held in six cities due to popular demand, is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level.... Learn more

    Most watched

    INTV

    Young professionals see lots of opportunity to reinvent the advice experience

    Members of the 2019 InvestmentNews class of 40 Under 40 have strategies to overcome the challenges of being young in a mature industry.

    INTV

    Young advisers envision a radically different business in five years

    Fintech and sustainable investing are two factors being watched closely by some of the 2019 class of InvestmentNews' 40 Under 40.

    Lessons from Amazon Web Services (AWS): Automating compliance in the cloud

    Jun 20

    4-5:00 PM ET

    Register Now

    Its no secret Amazon Web Services (AWS) has transformed just about every industry with its relentless client focus and secure data management....

    Partner content

    Redefining 'tunnel vision'

    The new paradigm of portfolio construction

    Discussing volatility with clients — with a twist

    White papers

    Data & resources

    Advisers on the Move

    Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

    The Adviser Center

    Before you change firms, make a new hire or explore an acquisition, visit The Adviser Center.

    Featured Podcasts

    Hear ideas from experts, thought leaders and some of the most innovative minds in financial advice. Start listening now.

    White Paper Library

    The latest and most targeted thought leadership for the financial industry - all free to download.

    Fiduciary Focus

    The DOL rule from all angles. Fiduciary Focus is your one-stop resource for learning how the DOL's fiduciary rule is changing the advice business.

    B-D Data Center

    Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

    RIA Data Center

    Use this interactive rankings tool to find key information on over 1,400 fee-only registered investment advisory firms.

    Diversity & Inclusion

    Find profiles, columns and news stories about the importance of fostering diversity and creating an inclusive environment in the financial advice business.

    X

    Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

    Yes, show me how to whitelist investmentnews.com

    Ad blocker detected. Please whitelist us or give premium a try.

    X

    Subscribe and Save 60%

    Premium Access
    Print + Digital

    Learn more
    Subscribe to Print